As a full-service FINRA broker-dealer, we provide clients with direct access to the public and private equity and debt capital markets. However, our approach to raising equity and debt differs from many of our competitors. 

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Our capital markets group raises equity and debt for public and privately held financial institutions. Our team has decades of experience completing debt raises across the capital stack to include Subordinated Debt, Sr. Unsecured Debt, Sr. Secured Debt and Preferred. We also have experience with a wide range of public and private placement follow-on equity offerings. Our process begins with a capital stack analysis that shows how much capital is needed and when it will be needed, various capital alternatives, the current environment for raising capital, pricing expectations, and strategies to optimize the capital stack.

 

Our expansive distribution network includes 1,000+ investors spanning banks, asset managers, and insurance companies. Through our proprietary and unique syndicate group of customers, we provide issuers direct access to the capital markets.